British Columbia Securities Commission

Results: 172



#Item
61Financial economics / Canada / Canadian securities regulation / Canadian Securities Administrators / United States securities law / British Columbia Securities Commission / Financial regulation

FORM 33-109F2 CHANGE OR SURRENDER OF INDIVIDUAL CATEGORIES Enter the following information using the online version of this submission at the NRD web site (www.nrd.ca). If the NRD filer is relying on the temporary hardsh

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:48
62Mutual Fund Dealers Association / British Columbia Securities Commission / Canada

Bulletin #0439-P Proposed New MFDA Rule[removed]Transaction Fees or Charges) and Proposed Amendments to MFDA Rule 5.1 (Requirement for Records)

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Source URL: www.mfda.ca

Language: English - Date: 2012-01-24 15:35:39
63United States securities law / Ontario Securities Commission / Self-regulatory organization / British Columbia Securities Commission / Form 4 / Securities Commission of New Zealand / Financial system / Canadian securities regulation / United States Securities and Exchange Commission / Financial regulation / SEC filings / Government

FORM 33-109F5 CHANGE OF REGISTRATION INFORMATION GENERAL INSTRUCTIONS 1. This notice must be submitted when notifying a regulator of changes to Form 3 or Form 4 information in

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:13
64Investment / Business / Canada / Exempt market dealer / Mutual Fund Dealers Association / British Columbia Securities Commission / Finance

Policy Bulletin #0419-P - Proposed Consequential Amendments to MFDA Rules Resulting from National Instrument 31 – 103 Registration Requirements and Exemptions

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Source URL: www.mfda.ca

Language: English - Date: 2012-01-24 15:36:36
65Constitutional amendment / Securities Commission / Canada / Business / Government / Mutual Fund Dealers Association / Ontario Securities Commission / British Columbia Securities Commission

Chapter 13 SROs, Marketplaces and Clearing Agencies 13.1

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-07-03 09:35:48
66Autorité des marchés financiers / Ontario Securities Commission / Investment Industry Regulatory Organization of Canada / British Columbia Securities Commission / Provinces and territories of Canada / Securities Commission / Canadian securities regulation / Securities / Financial economics / Government

Chapter 13 SROs, Marketplaces and Clearing Agencies 13.1

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-07-10 09:05:41
67Canada / British Columbia Securities Commission / Securities Commission / Mutual Fund Dealers Association

Membership Information Bulletin #0115-M - British Columbia Securities Commission Securities Policy Advisory Committee

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Source URL: www.mfda.ca

Language: English - Date: 2008-05-21 14:55:32
68British Columbia Securities Commission / Self-regulatory organization / Ontario Securities Commission / United States securities law / Provinces and territories of Canada / Securities Commission of New Zealand / Securities Exchange Act / Canadian securities regulation / Financial regulation / Government / Autorité des marchés financiers

Yukon Securities Office Ministerial Order Enacting Rule: [removed]and[removed]Instrument Initially Effective in Yukon: March 17, 2008 Form 33-109F3 Business Locations other than Head Office

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-10-08 15:11:24
69Canadian securities regulation / Self-regulatory organization / Linear regulator / Financial system / Autorité des marchés financiers / Business / Finance / Short / Ontario Securities Commission / Financial regulation / Banking in Canada / Canadian Investor Protection Fund

MEMORANDUM OF UNDERSTANDING B E T W E E N: Alberta Securities Commission; Autorité des marchés financiers (Québec); British Columbia Securities Commission; Manitoba Securities Commission;

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Source URL: www.bcsc.bc.ca

Language: English - Date: 2014-04-08 17:20:38
70United States securities law / Self-regulatory organizations / Financial economics / Ontario Securities Commission / Autorité des marchés financiers / British Columbia Securities Commission / Regulation D / Securities Commission / Investment Industry Regulatory Organization of Canada / Financial regulation / United States Securities and Exchange Commission / Financial system

Yukon Securities Office Ministerial Order Enacting Rule: [removed]and[removed]Instrument Initially Effective in Yukon: March 17, 2008 Form 33-109F2 Change or Surrender of Individual Categories

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-10-02 12:49:45
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